Cion Investment Corporation

CUSIP: CIONREIT Class: Com

PRIVATE TRUST CO NA's Holding History (CIK: 0001277557)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 28,981 Value ($000) $303 Avg Close — Range —
Q4 2013
Shares 2,929 Value ($000) $30 Avg Close — Range —
Q3 2013
Shares 2,929 Value ($000) $30 Avg Close — Range —